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Retirement Plan Solutions
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Our CEFEX-certified* retirement plan solutions team will work with you and your clients to develop retirement plans designed to be compliant and meet employees’ needs.

Our clients include corporations, educational institutions and nonprofits. We work with them on retirement plan design, investment selection, asset allocation, investment policy statement preparation and maintenance, and fiduciary support.

Our retirement plan solutions include:

  • Comprehensive consulting: to ensure your client’s employer-sponsored retirement plan is meeting the goals of the company and their employees.
  • Fiduciary advice: our firm will act, in writing as a 3(21) Adviser (co-fiduciary) or as a 3(38) investment manager with the fiduciary responsibility of the investment selection and monitoring.
  • Work alongside our investment team to build a three track investment lineup designed to meet employees’ needs.
  • Service provider evaluation and recommendation: the team will conduct an RFP and advise you and your clients on appropriate choices to meet the needs of the plan and its participants.

Mariner Platform Solutions offers additional advisory solutions for building comprehensive wealth plans for clients including investmentstax planning and preparationtrust services and insurance solutions.

*Mariner Wealth Advisors is certified by The Center for Fiduciary Excellence (CEFEX) as meeting the standards described in the handbook “Prudent Practices for Investment Advisors.” The standard describes how an investment adviser assumes the responsibility for managing a client’s overall investment management process, which includes the selection, monitoring and de-selection of investment managers, as well as developing processes to implement investment strategies and fiduciary practices on an ongoing basis. These practices also include maintaining a fiduciary checklist for each of our clients to ensure proper fiduciary governance and compliance with ERISA and implementing best practices as described by the Department of Labor.

Start Growing with Mariner Platform Solutions

If you are considering breaking away and are interested in learning more about Mariner Platform Solutions, get in touch.

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