Mariner Platform Solutions, LLC (“MPS”) is an SEC registered investment adviser. Registration of an investment adviser does not imply a certain level of skill or training. MPS is in compliance with the current notice filing requirements imposed upon SEC registered investment advisers by those states in which MPS maintains clients. MPS may only transact business in those states in which it is notice filed or qualifies for an exemption or exclusion from notice filing requirements. Any subsequent, direct communication by MPS with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For additional information about MPS, including fees and services, please contact MPS or refer to the Investment Adviser Public Disclosure website (www.adviserinfo.sec.gov). Please read the disclosure statement carefully before you invest or send money.
Investment Adviser Representatives (“IARs”) are independent contractors of MPS and generally maintain or affiliate with a separate business entity through which they market their services. The separate business entity is not owned, controlled by or affiliated with MPS and is not registered with the SEC. Please refer to the disclosure statement of MPS for additional information.
This website contains information regarding MPS and its affiliates. MPS does not provide all services listed on this site; some services are provided by affiliates and are subject to additional fees. Additional fees may also apply for tax planning and preparation services.
This website is limited to the dissemination of general information pertaining to MPS’ investment advisory services and general economic market conditions. The views expressed are for commentary purposes only and do not take into account any individual personal, financial, or tax considerations. As such, the information contained herein is not intended to be personal legal, investment or tax advice or a solicitation to buy or sell any security or engage in a particular investment strategy. Nothing herein should be relied upon as such, and there is no guarantee that any claims made will come to pass. Any opinions and forecasts contained herein are based on information and sources of information deemed to be reliable, but MPS does not warrant the accuracy of the information that this opinion and forecast is based upon. You should note that the materials are provided “as is” without any express or implied warranties. Opinions expressed are subject to change without notice and are not intended as investment advice or to predict future performance. Past performance does not guarantee future results. Consult your financial professional before making any investment decision. Alternative investments encompass a broad array of strategies, each with its own unique return and risk characteristics that must be considered on a case-specific basis.
Certain associates of MPS are licensed insurance agents and in such capacity recommend the purchase of certain insurance-related products. These individuals are compensated for the sale of these insurance-related products. The recommendation that a client purchase an insurance commission product through an affiliate of MPS is a conflict of interest, as the receipt of commission provides an incentive to recommend investment products based on commissions received, rather than on a particular client’s need. MPS receives compensation from its affiliated insurance company in addition to the indirect financial incentive to recommend the affiliate due to common ownership. Clients are reminded that they are under no obligation to purchase any commission products and may purchase insurance products recommended by MPS through non-affiliated entities.
For additional information about MPS or its affiliates, including fees, services provided, please contact us or refer to the Investment Adviser Public Disclosure website. Please read the disclosure statement carefully before you invest or send money. To read our Form ADV, please click the following link:
Brokerage Services are provided by MSEC, LLC, Member FINRA & SIPC, 5700 W. 112th St. Suite 500, Overland Park, KS 66211. MSEC, LLC is an affiliate of MPS.
Mariner Wealth Advisors is certified by The Center for Fiduciary Excellence (CEFEX) as meeting the standards described in the handbook “Prudent Practices for Investment Advisors.” The standard describes how an investment adviser assumes the responsibility for managing a client’s overall investment management process, which includes the selection, monitoring and de-selection of investment managers, as well as developing processes to implement investment strategies and fiduciary practices on an ongoing basis. These practices also include maintaining a fiduciary checklist for each of our clients to ensure proper fiduciary governance and compliance with ERISA and implementing best practices as described by the Department of Labor.