Legal

Disclosure Information

Mariner Platform Solutions, LLC (“MPS”) is an SEC registered investment adviser. Registration of an investment adviser does not imply a certain level of skill or training. MPS is in compliance with the current notice filing requirements imposed upon SEC registered investment advisers by those states in which MPS maintains clients. MPS may only transact business in those states in which it is notice filed or qualifies for an exemption or exclusion from notice filing requirements. Any subsequent, direct communication by MPS with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For additional information about MPS, including fees and services,  please contact  MPS  or refer to the  Investment  Adviser  Public  Disclosure website (www.adviserinfo.sec.gov). Please read the disclosure statement carefully before you invest or send money.

Investment Adviser Representatives (“IARs”) are independent contractors of MPS and generally maintain or affiliate with a separate business entity through which they market their services. The separate business entity is not owned, controlled by or affiliated with MPS and is not registered with the SEC. Please refer to the disclosure statement of MPS for additional information.

This website contains information regarding MPS and its affiliates. MPS does not provide all services listed on this site; some services are provided by affiliates and are subject to additional fees. Additional fees may also apply for tax planning and preparation services.

This website is limited to the dissemination of general information pertaining to MPS’ investment advisory services and general economic market conditions. The views expressed are for commentary purposes only and do not take into account any individual personal, financial, or tax considerations. As such, the information contained herein is not intended to be personal legal, investment or tax advice or a solicitation to buy or sell any security or engage in a particular investment strategy. Nothing herein should be relied upon as such, and there is no guarantee that any claims made will come to pass. Any opinions and forecasts contained herein are based on information and sources of information deemed to be reliable, but MPS does not warrant the accuracy of the information that this opinion and forecast is based upon. You should note that the materials are provided “as is” without any express or implied warranties. Opinions expressed are subject to change without notice and are not intended as investment advice or to predict future performance. Past performance does not guarantee future results. Consult your financial professional before making any investment decision. Alternative investments encompass a broad array of strategies, each with its own unique return and risk characteristics that must be considered on a case-specific basis.

Certain associates of MPS are licensed insurance agents and in such capacity recommend the purchase of certain insurance-related products. These individuals are compensated for the sale of these insurance-related products. The recommendation that a client purchase an insurance commission product through an affiliate of MPS is a conflict of interest, as the receipt of commission provides an incentive to recommend investment products based on commissions received, rather than on a particular client’s need.  MPS receives compensation from its affiliated insurance company in addition to the indirect financial incentive to recommend the affiliate due to common ownership. Clients are reminded that they are under no obligation to purchase any commission products and may purchase insurance products recommended by  MPS through non-affiliated entities.

For additional information about MPS or its affiliates, including fees, services provided, please contact us or refer to the Investment Adviser Public Disclosure website. Please read the disclosure statement carefully before you invest or send money. To read our Form ADV, please click the following link:

Brokerage Services are provided by MSEC, LLC, Member FINRA & SIPC, 5700 W. 112th St. Suite 500, Overland Park, KS 66211. MSEC, LLC is an affiliate of MPS.

General Disclaimer 

Information included on this website may include statements concerning financial market trends and/or individual stocks, and are based on current market conditions, which will fluctuate and may be superseded by subsequent market events or for other reasons. Historic market trends are not reliable indicators of actual future market behavior or future performance of any particular investment which may differ materially, and should not be relied upon as such. The investment strategy and broad themes discussed herein may be unsuitable for prospective or current clients depending on their specific investment objectives and financial situation. All investments involve a degree of risk, including the risk of loss. Links to appearances and articles by MPS and its affiliates, members, officers, employees, whether in the press, on television or otherwise, are provided for informational purposes only and in no way should be considered a recommendation of any particular investment product, vehicle, service or instrument or the rendering of investment advice, which must always be evaluated by a prospective client in consultation with his or her own wealth advisor and in light of his or her own circumstances, including but not limited to the client’s investment horizon and risk tolerance.  Investing is subject to market risks. Clients acknowledge and accept the potential loss of some or all of an investment’s value. Views represented are subject to change at the sole discretion of MPS. MPS does not undertake to advise you of any changes in the views expressed herein.

Terms of Use

These “Terms of Use” set forth the terms and conditions that apply to your use of www.marinerplatform.com (the “website”). By using the website (other than to read this page for the first time), you agree to comply with all of the Terms of Use set forth herein. The right to use the website is personal to you and is not transferable to any other person or entity.

Copyrights and Trademarks

  1. No person is authorized to use, copy or distribute any portion of the website, including related graphics.
    2. MPS and other trademarks and/or service marks (including logos and designs) found on the Web Site are trademarks/service marks that identify MPS and the goods and/or services provided by MPS. Such marks may not be used under any circumstances without the prior written authorization of MPS.

 Links to Third-Party Websites – MPS may provide hyperlinks to third-party websites as a convenience

to users of the website. MPS does not control third-party websites and is not responsible for the contents of any linked-to, third-party websites or any hyperlink in a linked-to website. MPS does not endorse, recommend or approve any third-party website hyperlinked from the website. MPS will have no liability to any entity for the content or use of the content available through such hyperlink.

No Representations or Warranties; Limitations on Liability – The information and materials on the website could include technical inaccuracies or typographical errors. Changes are periodically made to the information contained herein. MPS MAKES NO REPRESENTATIONS OR WARRANTIES WITH RESPECT TO ANY INFORMATION, MATERIALS OR GRAPHICS ON THE WEBSITE, ALL OF WHICH IS PROVIDED ON A STRICTLY “AS IS” BASIS, WITHOUT WARRANTY OF ANY KIND AND HEREBY EXPRESSLY DISCLAIMS ALL WARRANTIES WITH REGARD TO ANY INFORMATION, MATERIALS OR GRAPHICS ON THE WEB SITE, INCLUDING ALL IMPLIED WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE AND NON-INFRINGEMENT. UNDER NO CIRCUMSTANCES SHALL THE SITE OWNER OR PUBLISHER BE LIABLE UNDER ANY THEORY OF RECOVERY, AT LAW OR IN EQUITY, FOR ANY DAMAGES, INCLUDING WITHOUT LIMITATION, SPECIAL, DIRECT, INCIDENTAL, CONSEQUENTIAL OR PUNITIVE DAMAGES (INCLUDING, BUT NOT LIMITED TO LOSS OF USE OR LOST PROFITS), ARISING OUT OF OR IN ANY MANNER CONNECTED WITH THE USE OF INFORMATION OR SERVICES, OR THE FAILURE TO PROVIDE INFORMATION OR SERVICES, FROM THE WEBSITE.

By using this website, you acknowledge that you have read and understand the foregoing disclaimers and release MPSand its affiliates, members, officers, employees and agents from any and all liability whatsoever relating to your use of this site, any such links, or any information contained herein or in any such appearances or articles (whether accessed through such links or downloaded directly from this website).